What are business compliances in India?

Business compliances are mandatory statutory filings and regulatory obligations prescribed by authorities such as MCA, Income Tax Department, GST authorities, and labour departments.

Is ROC compliance mandatory for all companies?

Yes, all registered companies including Private Limited, OPC, LLPs, and Public Limited Companies must file periodic ROC compliances to remain legally active.

What happens if business compliances are missed?

Missing compliances can result in heavy penalties, late fees, director disqualification, legal notices, and business restrictions.

Are compliances different for LLP and Private Limited Company?

Yes, LLPs and Private Limited Companies have different compliance structures, forms, and filing timelines as per MCA regulations.

Does TRAX provide ongoing compliance management?

Yes, TRAX offers end-to-end ongoing compliance management including tracking, reminders, filings, and expert support.

Public Limited Company Compliance Services

Public Limited Companies are subject to enhanced regulatory oversight and strict statutory compliances. TRAX helps listed and unlisted public companies manage ROC filings, audits, and ongoing governance requirements with accuracy and confidence.

✓ Enhanced ROC compliance ✓ Strong governance ✓ Investor-ready reporting

What Are Public Limited Company Compliances?

Public Limited Company compliances include annual ROC filings, statutory audits, board and shareholder meeting requirements, director compliances, and event-based disclosures under the Companies Act, 2013. Listed companies may also have SEBI-related obligations.

Key Public Limited Company Compliances

Annual ROC Filings

Filing of AOC-4 and MGT-7 with MCA.

Statutory Audit

Mandatory audit by a Chartered Accountant.

Board & AGM Meetings

Conducting board meetings and annual general meetings.

Director KYC

DIR-3 KYC filing for all directors.

Event-based Filings

ROC filings for changes in directors, capital, or registered office.

Disclosure & Governance

Higher transparency and shareholder disclosures.

How TRAX Manages Public Limited Compliances

Review company structure & past filings

Create compliance & meeting calendar

Prepare & file statutory returns

Ongoing governance support & reminders

Manage Your Public Limited Company Compliances with TRAX

Share your details and our experts will help you keep your Public Limited Company fully compliant.